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04 October 2018

10.Explain about ISM

October 04, 2018 Posted by AK No comments

ISM code works with the motive of satisfying three important goals:
Ø  Safety of people on board
Ø  Safety of ship and cargo
Ø  Safety of marine environment

For implementing ISM code on ships, all the three – the shipping company, the governing authority, and the ship’s crew together play an important role. Every seafarer should know the important aspects of the ISM code in order to create a safe working environment while at sea. In order to ensure utmost safety of the ship, the ISM code targets the very basics of the ship’s functioning – ensuring proper maintenance of ship’s machinery. 

This includes
ü  Inspection of ship machinery at regular intervals of time
ü  Taking the right actions in case of non-conformity
ü  Keeping a record of the causes and maintenance activities for future reference
ü  Regular testing of equipment and systems
ü  Training ship personnel and keeping them updated with the latest in the industry


As per ISM code under SOLAS chapter IX, a company shall be issued with Document of compliance (DOC) and its ships are issued with Safety Management Certificates (SMC) only after ensuring that the company has a Safety Management System (SMS) and all ships are operated as per the SMS.

A Document of Compliance or DOC is issued to a company based on the type of ship. This means that the DOC will be different for different type of ships i.e. if company have10 containers and 10 oil tankers then 2 different DOC will be issued, one to the container fleet and other to the tanker fleet. DOC is issued under the authority of flag state government by successfully auditing and reviewing companies SMS and its implementation.

Types of DOCs

Interim DOC
An interim DOC is issued to a newly established company or when a new type of ship is added in the company. The company is requested to submit SMS implementation plan and 12 months are given to the company for fulfilling the ISM requirements.The company shall undergo initial audit, and in case of newly built shipping company within the validity period of interim DOC i.e. 12 months.The company shall undergo additional audit in case new ship type is added to the shipping company within the validity period of interim DOC i.e. 12 months.For a new company, further document review is conducted prior to the audit by administration.

Short Term DOC
A short term DOC is issued on the day of the audit by the administration auditor as a response or proof of completion of the initial, annual or renewal audit process.Validity of short term DOC is 5 months.

DOC
It is issued by the administration after successful completion of initial audit or fulfilment or interim DOC requirements.Issued after at least three months of implementation of SMS at the company and at least one ship in the fleet for which DOC is concerned.The validity of DOC, after initial audit is 5 years from the next date of expiry and it is subjected to annual audit.If a Major NON Conformity is found in the audit, the DOC is withdrawn.The DOC is kept with the company and copy is kept in all the ship under that DOC fleet.

 Safety Management Certificate is issued to the ship of a DOC holding Company by the administration.Every individual ship must have a SMC which ensures that it complies with the onboard Safety Management Manual based on ISM.If a company owns 25 oil tanker ships, then SMC is issued to each ship with total of 25 SMC.SMC is issued after successfully auditing the ship for making sure that it is operating as per the SMS based on ISM code.

Types of SMC

Interim SMC
Issued to the company which posses Main DOC, Interim DOC or Short term DOC.Issued to the newly built ship added to the existing fleet of the shipping company.Issued to a new ship with change in Management Company.Issued to a company with change in the flag state.Its Validity is for 6 months.A ship undergoes initial audit with interim SMC and it must fulfil the entire requirements to comply the SMS based on ISM code to get the main SMC.

Short Term SMC
A short term SMC is issued on the day of the audit by the administration auditor as a response or proof of completion of the initial, annual or renewal audit process.Validity of short term SMC is 5 months.

SMC
It is issued by the administration after successful completion of initial audit or fulfilment or interim SMC equirements.The validity of SMC, after initial audit is 5 years from the next date of expiry and it is subjected to intermediate audit.The intermediate audit is carried out between the second and the third anniversary date of the ship.If a Major NON Conformity is found in the audit, the SMC and DOC are withdrawn.The original SMC is kept on the ship and copy is kept with the company.

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