ISM code
works with the motive of satisfying three important goals:
Ø Safety of people on board
Ø Safety of ship and cargo
Ø Safety of marine environment
For implementing ISM code on ships, all the
three – the shipping company, the governing authority, and the ship’s crew
together play an important role. Every seafarer should know the important
aspects of the ISM code in order to create a safe working environment while at
sea. In order
to ensure utmost safety of the ship, the ISM code targets the very basics of
the ship’s functioning – ensuring proper maintenance of ship’s machinery.
This
includes
ü Inspection of ship machinery at regular
intervals of time
ü Taking the right actions in case of
non-conformity
ü Keeping a record of the causes and maintenance
activities for future reference
ü Regular testing of equipment and systems
ü Training ship personnel and keeping them
updated with the latest in the industry
As per ISM
code under SOLAS chapter IX, a company shall be issued with Document of
compliance (DOC) and its ships are issued with Safety Management Certificates
(SMC) only after ensuring that the company has a Safety Management System (SMS)
and all ships are operated as per the SMS.
A Document of Compliance or DOC is issued to a company based on the type of
ship. This means that the DOC will be different for different type of ships
i.e. if company have10 containers and 10 oil tankers then 2 different DOC will
be issued, one to the container fleet and other to the tanker fleet. DOC is
issued under the authority of flag state government by successfully auditing
and reviewing companies SMS and its implementation.
Types of DOCs
Interim DOC
An interim
DOC is issued to a newly established company or when a new type of ship is
added in the company. The company is requested to submit SMS implementation
plan and 12 months are given to the company for fulfilling the ISM requirements.The
company shall undergo initial audit, and in case of newly built shipping
company within the validity period of interim DOC i.e. 12 months.The company
shall undergo additional audit in case new ship type is added to the shipping
company within the validity period of interim DOC i.e. 12 months.For a new
company, further document review is conducted prior to the audit by
administration.
Short Term
DOC
A short term
DOC is issued on the day of the audit by the administration auditor as a
response or proof of completion of the initial, annual or renewal audit
process.Validity of short term DOC is 5 months.
DOC
It is issued
by the administration after successful completion of initial audit or
fulfilment or interim DOC requirements.Issued after at least three months of
implementation of SMS at the company and at least one ship in the fleet for
which DOC is concerned.The validity of DOC, after initial audit is 5 years from
the next date of expiry and it is subjected to annual audit.If a Major NON
Conformity is found in the audit, the DOC is withdrawn.The DOC is kept with the
company and copy is kept in all the ship under that DOC fleet.
Safety
Management Certificate is issued to the ship of a DOC holding Company
by the administration.Every individual ship must have a SMC which ensures that
it complies with the onboard Safety Management Manual based on ISM.If a company
owns 25 oil tanker ships, then SMC is issued to each ship with total of 25
SMC.SMC is issued after successfully auditing the ship for making sure that it
is operating as per the SMS based on ISM code.
Types of SMC
Interim SMC
Issued to the
company which posses Main DOC, Interim DOC or Short term DOC.Issued to the
newly built ship added to the existing fleet of the shipping company.Issued to
a new ship with change in Management Company.Issued to a company with change in
the flag state.Its Validity is for 6 months.A ship undergoes initial audit with
interim SMC and it must fulfil the entire requirements to comply the SMS based
on ISM code to get the main SMC.
Short Term
SMC
A short term
SMC is issued on the day of the audit by the administration auditor as a
response or proof of completion of the initial, annual or renewal audit
process.Validity of short term SMC is 5 months.
SMC
It is issued
by the administration after successful completion of initial audit or
fulfilment or interim SMC equirements.The validity of SMC, after initial audit
is 5 years from the next date of expiry and it is subjected to intermediate
audit.The intermediate audit is carried out between the second and the third
anniversary date of the ship.If a Major NON Conformity is found in the audit,
the SMC and DOC are withdrawn.The original SMC is kept on the ship and copy is
kept with the company.
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